formtestpage2 – Wealth Management

IPS Generator

Use this questionnaire to generate an Investment Policy Statement (IPS) and an Investment Advisory Agreement (IAA).

*Note – if you are your own RIA, you are responsible so supply your own unique IAA and privacy policy.

ASSESS RISK TOLERANCE

Take the Investor Questionnaire

Date

Select Registered Investment Advisor (RIA) Firm

Select Wealth Management Nebraska LLC Investment Advisor Representative (IAR)

Select McMill Wealth Inc. Investment Advisor Representative (IAR)

Select Aura Wealth Advisors, L.L.C Advisor

Select Butler-Davis Financial Group LLC Advisor

Select Carlson Wealth, LLC Advisor

Select Core Wealth Management, LLC Advisor

Select ERK Wealth Advisors, LLC Advisor

Select Gantt Financial Advisors, LLC Advisor

Select Global Expat Advisors, LLC Advisor

Select Hahn Financial Group, Inc. Advisor

Select HPA Financial Group LLC Advisor

Select Hurst Wealth Advisors, PC Advisor

Select Insight Advisors NW, LLC Advisor

Select JGC Wealth Management, LLC Advisor

Select Michael Mellberg CPA LLC Advisor

Select Modern Asset Management, LLC Advisor

Select Parallel Equity Advisors LTD Advisor

Select Safe Harbor Financial Planning & Investment Advisory, LLC Advisor

Select Saunders Financial LLC Advisor

Select SJHL Financial Group Advisor

Select Tax Pro Advisor LLC Advisor

Select Unify Wealth Management, LLC Advisor

Investor(s)/Client(s)

First

Last

Advisor Email Address (completed form will be sent here)

INVESTMENT OBJECTIVES

The investor’s objective for the investment of assets of the accounts, is…

Comments

LIQUIDITY AND INCOME NEEDS

The investor’s income need from the investment portfolio is ____.

Comments

TIME HORIZON

For planning purposes, the investor’s time horizon for these investments is …?

Comments

ASSET ALLOCATION

Stocks (%)

Bonds (%)

Total allocations equal ____ % (must equal 100%)

Types of Portfolios

Other assets considered in determining this allocation

Investment constraints/or preferences

INVESTMENT ACCOUNTS NOT COVERED BY THIS IPS

Account Title

Number

Account Title

Number

Account Title

Number

Account Title

Number

Name of group/employer if utilizing a custom rate:

If you are human, leave this field blank.